and this in Settings > Advanced > Code Injection > Footer
Steven J. Pully  ·  CPA  ·  CFA  ·  Esq.

Expert Witness

More than forty years of experience as a board director, senior investment banker, hedge fund executive, and corporate attorney — brought directly to bear in complex financial disputes. Retained in over forty expert witness matters. Testified at trial numerous times.

40+Years experience
50+Corporate boards
40+Expert engagements
35+Depositions given

Areas of Expertise

Corporate Governance & Fiduciary Duty
Directors' & Officers' Liability
Investment Banking Practice & Standards
M&A Process & Transaction Fairness
Restructuring & Bankruptcy
Securities Fraud
Due Diligence Standards
Hedge Funds & Private Equity

Background

Mr. Pully opines on four principal areas: fiduciary duty and securities fraud claims against directors and controlling shareholders, frequently in post-bankruptcy litigation; disputes between investment banks and their clients; M&A transactions, financings, and restructurings; and due diligence deficiencies in transactional matters.

He has served on over fifty corporate boards spanning energy, aviation, manufacturing, retail, technology, and real estate, among others — both for control investors and as an independent director, including fifteen companies facing imminent restructuring or bankruptcy. He has chaired audit, compensation, governance, and special committees.

He began his career as an attorney at Baker Botts, then spent twelve years in investment banking at Bear Stearns and Bank of America Securities, followed by thirteen years in the hedge fund sector at Newcastle Capital Management and Carlson Capital. He currently serves as an active board member, an Operating Partner at a private equity firm, and as an investment banker through Speyside Partners, which he co-founded.

Education

Georgetown UniversityB.S.B.A. with Honors, Accounting
UT School of LawJ.D.

Licenses

CPATexas
CFACharterholder
AttorneyTexas
FINRASeries 7, 63, 79

Select Prior Testimony & Engagements

Exhibit A

Securities class action — SunEdison directors

Alleged failure to disclose material information and perform adequate due diligence. Settled for $74 million cash plus up to $2 million supplemental.
Exhibit B

Underwriter due diligence — Navient Corporation

Plaintiff-side securities fraud matter alleging deficient due diligence on a bond offering. Settled for $35 million.
Exhibit C

Post-bankruptcy fiduciary duty — Alta Mesa & Speedcast

Multiple engagements involving alleged breaches of fiduciary duty by PE-appointed directors and controlling shareholders.
Exhibit D

PE buyer dispute — Delaware Superior Court

Represented a private equity buyer alleging fraudulent due diligence materials in the acquisition of a public company division. Testified at trial.
Exhibit E

IPO standards — Delaware Chancery Court

Testified at trial on issues relating to an initial public offering.
Exhibit F

Investment bank fee & competence disputes

Expert in six matters involving fee disputes and competence claims between investment banks and their clients, representing both sides.

Representative Counsel

Retained by (select)

Baker Hostetler
Gibson Dunn
Kirkland & Ellis
Holland & Knight
Bernstein Litowitz
Kessler Topaz
Eversheds Sutherland

Adverse to (select)

Gibson Dunn
Sidley Austin
Shearman & Sterling
Robbins Geller
Davis Graham & Stubbs
Labaton Sucharow
Dorsey & Whitney

For inquiries regarding expert witness engagements

spully@speysidepartners.com  ·  214-587-6133
0
Skip to Content
Speyside Partners
HOME
OUR TEAM
BOARD LEADERSHIP
EXPERT WITNESS
RESTRUCTURING
CONTACT US
Speyside Partners
HOME
OUR TEAM
BOARD LEADERSHIP
EXPERT WITNESS
RESTRUCTURING
CONTACT US
HOME
OUR TEAM
BOARD LEADERSHIP
EXPERT WITNESS
RESTRUCTURING
CONTACT US

© 2026 Speyside Partners. All rights reserved.

speyside-icon.png